SEBI Compliance - NM India Advisers

SEBI Registration Details

Name: Navinkumar Mishra

Legal Status: Proprietor – NM India Investment Advisers

SEBI Registration Number: INA000020235

PAN: AZOPM9152A

Date of Registration: 30th May 2025

Type of Registration: Individual (Proprietary)

Validity: Valid till suspended or cancelled by SEBI

Place: Mumbai

✅ This registration has been granted by SEBI under the SEBI (Investment Advisers) Regulations, 2013.

Disclaimer

“Registration granted by SEBI, and certification from NISM in no way guarantee the performance of the intermediary or provide any assurance of returns to investors.”

Nature of Services

  • Financial planning and portfolio reviews
  • Goal-based investment recommendations
  • Equity, mutual fund, and debt allocation strategies

We do not receive any commission, referral fee, or incentive from any third party.

Fee Disclosure

Our services are strictly fee-only. The fee structure is transparent and disclosed before engagement.

Note: We do not accept commissions or brokerage from product manufacturers.

Grievance Redressal

Grievance Officer: Navinkumar Mishra

Email: navin@nmindiaadvisers.com

Phone: +91 9702597119

Response Time: Within 21 working days

If unresolved, escalate via SEBI SCORES

Conflict of Interest Disclosure

No existing or foreseeable conflicts. Any future conflicts will be disclosed per SEBI’s code of conduct.

Risk Disclosure

Investments in the securities market are subject to market risks. Past performance is not indicative of future results.

Investor Charter

📄 Download the Investor Charter:

Download PDF

Monthly Disclosure of Complaints

Month Complaints Received Resolved Pending Avg. Resolution Time
June 2025 0 0 0 N/A

KYC & Suitability

We follow a structured process for Know Your Client (KYC), risk profiling, and suitability analysis before offering investment advice.